FloQast Compliance Management
Where the Close Meets Compliance
FloQast™ Compliance Management reduces financial compliance complexity by streamlining financial controls together with the Close for always-on audit-ready compliance.
FloQast Compliance Management
Compliance done right delivers business integrated controls making your compliance program more efficient and less costly.
Reduced Complexity
Embed continuous controls capture into critical business processes like the financial close for clear visibility into control ownership and execution.
Lower Risk
Push controls accountability where it belongs – with business process owners – while increasing visibility into testing status and control effectiveness.
Faster Audits
Reduce your audit burden with centralized audit evidence and testing, automating your PBC processes for better transparency, collaboration, and assurance.
Explore FloQast Compliance Management
Continuous Controls Capture
RCM, Process Narratives and Flowcharts
PBC Automation
Embedded Testing
Continuous Controls Capture
With FloQast Compliance Management, you capture financial controls while performing daily tasks like the Close or account reconciliation for clear visibility into control ownership, responsibilities, and execution. You enforce control testing and shift accountability back to business task owners. FloQast Compliance Management also matches controls to risks for increased risk awareness and understanding, extending risk detection and prevention efforts to Finance and Accounting in addition to Audit. You can now align your organization around your financial compliance and controls programs and empower teams to identify control design gaps while creating a continuous cycle for optimization.
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RCM, Process Narratives and Flowcharts
FloQast Compliance Management automatically synchronizes your Risk Control Matrix (RCM) to process narratives and flowcharts for real-time capture and storage of audit evidence that is always current and in sync, reducing the time and effort needed to prepare for audit by both accountants and auditors.
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PBC Automation
FloQast Compliance Management automates Prepared By Client processes for easier collaboration between Finance, Accounting, and Audit by capturing audit evidence during financial control execution and synchronizing it to your RCM. FloQast Compliance Management improves collaboration while increasing control evidence transparency. Internal and external auditors can now work in parallel off a single source of audit truth, eliminating duplicate audit activities and complexity by reducing the number of requests for information and clarifications. The Audit becomes more efficient with reduced audit cycle times and cleaner audit data that is easier to access and share.
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Embedded Testing
Auditors can now track control owners’ assignments while defining and executing their testing plans in the system, eliminating the need for a separate testing platform. With intuitive dashboards, Auditors and financial control owners have real-time visibility into the progress of both controls and testing with easy drill-downs back to each business process. Finance, Accounting, and Audit can work as a unified team to find and address control design gaps for continuous optimization and total compliance assurance.
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"When I found out FloQast was working on a module that could help us with our controls and SOX compliance — within FloQast — I was thrilled. Now, we’re able to centralize that work within the tool for one source of truth and more accountability."Brandon Peters
Director of SOX Compliance & Head of Internal Audit
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FloQast Compliance Management Use Cases
SOX Compliance
Gain confidence in controls capture and testing and save your teams countless hours by automating your PBC process to reduce pain points in SOX compliance.
Learn MoreAudit Findings
Reduce audit findings to save time and money by making all the right moves well before the audit through a continuous cycle of control optimization. Quickly understand where to focus your time and effort prior to audit.
Learn MoreFinancial Controls and Risk Management
Streamline your controls program, reducing cost and effort, and embed controls into business processes to minimize risk and give control owners clear visibility into ownership and accountability.
Learn MoreExperience the Power of Accounting Operational Excellence
Unlock more value from your FloQast Compliance Management investment with FloQast’s suite of seamlessly integrated accounting solutions.
Own Your Close with FloQast Close
FloQast automates tedious work for your team so you can optimize accounting operations, accelerate the Close process, and ensure smoother audits. Quickly see your numbers, have confidence they’re correct, and empower your leadership team to make faster, more successful strategic decisions.
Faster, More Accurate Reconciliatons with FloQast Reconciliation Management
Give teams the flexibility to choose the most effective reconciliation method for each account. AutoRec Matching automates the reconciliation process for bank transactions, clearing, and other accounts, saving your team signifiant time by matching thousands of transactions automatically. AutoRec Amortization sets up automatic amortization schedules for prepaid accounts.
Connect Your Close With FloQast Ops
FloQast Ops gives you visibility into all accounting operations, from upstream workflows like Accounts Payable to downstream workflows like SEC Reporting. This allows you greater operational control, improved workload management, and enhanced transparency across all accounting operations.
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Guidance for Establishing and Scaling Internal Controls: How FloQast Can Help
Enterprise risks are continually increasing. Your internal controls are at the core of how you prevent, detect, and mitigate risks. A mature control environment not only protects your company but your employees and investors as well. Learn how the right technology can set you up with agility and resilience to handle risks today and the risks of tomorrow.
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Demo On-Demand
With Audit-Ready Compliance from FloQast, Finance, Accounting, and Audit can now all work as a unified team which streamlines your entire compliance program, reduces enterprise risk, improves overall compliance posture, and delivers more efficient audits.
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